Unclaimed
Luke Garland is a financial advisor currently registered with Nationwide Fund Distributors LLC. Luke has been in the industry since 2009 and has a wide range of experience, having previously worked at Nationwide Investment Services Corporation, Nationwide Securities, LLC, CUSO Financial Services, L.P., Natcity Investments, Inc., Gunnallen Financial, Inc and Pruco Securities, LLC. Luke holds the Series 3, 6, 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
07/18/2016 - Present
Nationwide Fund Distributors LLC (Columbus OH)
OH
03/30/2011 - 10/03/2012
NATIONWIDE INVESTMENT SERVICES CORPORATION (DUBLIN OH)
OH
05/20/2010 - 07/09/2010
NATIONWIDE SECURITIES, LLC (DUBLIN OH)
OH
02/05/2009 - 12/07/2009
CUSO FINANCIAL SERVICES, L.P. (WESTERVILLE OH)
OH
02/28/2007 - 11/05/2008
NATCITY INVESTMENTS, INC. (DAYTON OH)
OH
07/28/2006 - 02/16/2007
GUNNALLEN FINANCIAL, INC (COLUMBUS OH)
OH
08/02/2004 - 07/31/2006
PRUCO SECURITIES, LLC. (COLUMBUS OH)
NJ
04/14/2004 - 05/14/2004
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 08/06/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2018
Series 7 - General Securities Representative Examination
BC
Issued 07/31/2017
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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