Unclaimed
Luke Rabiej is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Luke has over 5 years of experience in the financial services industry. Luke has a Series 7, Series 63, and Series 66 license. Luke is registered with the state of District of Columbia and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
11/13/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WASHINGTON DC)
VA
10/05/2018 - 05/23/2019
STARWOOD CAPITAL, L.L.C. (Arlington VA)
NY
04/15/2015 - 09/19/2018
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
11/14/2014 - 04/13/2015
DINOSAUR SECURITIES, L.L.C. (NEW YORK NY)
BOTH
Issued 05/16/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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