Unclaimed
Luke Semple is a registered representative with Harris Williams. Luke has been in the financial industry since 2007 and is registered in Virginia. Luke has passed several securities exams, including Series 7, Series 24, Series 63, and Series 79TO. Luke previously worked at Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
05/08/2008 - Present
Harris Williams (RICHMOND VA)
NY
08/28/2007 - 04/16/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 08/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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