Unclaimed
Luke Hannafin is an Investment Advisor Representative, registered with J.p. Morgan Securities LLC, a broker-dealer firm that offers investment advisory services. Luke is licensed in Illinois and Texas and has been in the industry since 2002. Luke's previous employers include First Analysis Securities Corporation, Charles Schwab & Co., Inc., Cantor Fitzgerald & Co., ABN AMRO Securities LLC, ABN AMRO Incorporated, and HSBC Securities (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
04/05/2017 - Present
J.p. Morgan Securities LLC (Plano TX)
IL
08/24/2010 - 09/11/2014
FIRST ANALYSIS SECURITIES CORPORATION (CHICAGO IL)
AZ
01/12/2006 - 10/20/2008
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
NY
10/18/2001 - 01/25/2005
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
04/30/2001 - 06/28/2001
ABN AMRO SECURITIES LLC (NEW YORK NY)
CT
06/29/1999 - 04/30/2001
ABN AMRO INCORPORATED (STAMFORD CT)
NY
10/21/1998 - 06/17/1999
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BOTH
Issued 03/30/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/19/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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