Unclaimed
Luke Nelson Fry is a financial professional with over 23 years of experience in the industry. Luke has been registered with Cantor Fitzgerald & Co. since 2/1/2023. Prior to joining Cantor Fitzgerald, Luke was with NATALLIANCE SECURITIES, LLC, AURIGA USA, LLC, GFI SECURITIES LLC, MIDSOUTH CAPITAL, INC., KNIGHT LIBERTAS LLC, WAMU CAPITAL CORP., BANC OF AMERICA SECURITIES LLC, and SANFORD C. BERNSTEIN & CO., INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
02/01/2023 - Present
Cantor Fitzgerald & Co. (CONSHOHOCKEN PA)
PA
01/09/2019 - 01/26/2023
NATALLIANCE SECURITIES, LLC (Radnor PA)
PA
11/03/2011 - 12/27/2018
AURIGA USA, LLC (Radnor PA)
CA
05/27/2010 - 11/29/2011
GFI SECURITIES LLC (MARINA DEL REY CA)
CA
04/08/2009 - 06/02/2010
MIDSOUTH CAPITAL, INC. (MARINA DEL REY CA)
CA
12/17/2007 - 03/31/2009
KNIGHT LIBERTAS LLC (LOS ANGELES CA)
CA
08/25/2006 - 02/21/2008
WAMU CAPITAL CORP. (CHATSWORTH CA)
NY
10/30/2000 - 09/08/2006
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
06/07/1999 - 08/31/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BC
Issued 07/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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