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Luke Morgan

Equitable Distributors, LLC

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About Luke Morgan

Luke Morgan is a financial professional with a background in the securities industry. Luke is currently registered with Equitable Distributors, LLC in Charlotte, NC. Luke is a Series 63, 6TO, and SIE licensed professional, and is registered with the states of North Carolina and South Carolina. Luke is able to provide financial advice and services to clients in these states.

Firm Information

Luke Morgan is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Luke Morgan’s Registration & Firm History

NC

09/23/2023 - Present

Equitable Distributors, LLC (Charlotte NC)

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Licenses & Designations

BC

Issued 09/05/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/22/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/07/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Luke Morgan.
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