Unclaimed
Luke Mccollum Willets has been working in the financial industry since October 2, 2001 and is currently registered with Robinhood Financial, LLC in Lake Mary, Florida. Luke has also been previously registered with Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., Banc of America Specialist, Inc. and Van Der Moolen Specialists USA, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/03/2023 - Present
Robinhood Financial, LLC (Lake Mary FL)
FL
08/02/2019 - 05/27/2020
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
08/02/2019 - 05/27/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
NY
10/23/2009 - 07/13/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
07/12/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NY
11/12/2001 - 03/12/2007
BANC OF AMERICA SPECIALIST, INC. (NEW YORK NY)
NY
12/18/2000 - 01/17/2001
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
NY
06/12/2000 - 11/20/2000
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
BC
Issued 12/29/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2009
Series 24 - General Securities Principal Examination
BC
Issued 05/05/2009
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/03/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/11/2004
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 06/18/2002
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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