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Luke Mccollum Willets

Robinhood Financial, LLC

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About Luke Mccollum Willets

Luke Mccollum Willets has been working in the financial industry since October 2, 2001 and is currently registered with Robinhood Financial, LLC in Lake Mary, Florida. Luke has also been previously registered with Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., Banc of America Specialist, Inc. and Van Der Moolen Specialists USA, LLC.

Firm Information

Luke Willets is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Luke Willets’s Registration & Firm History

FL

08/03/2023 - Present

Robinhood Financial, LLC (Lake Mary FL)

FL

08/02/2019 - 05/27/2020

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

FL

08/02/2019 - 05/27/2020

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)

NY

10/23/2009 - 07/13/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NC

07/12/2007 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)

NY

11/12/2001 - 03/12/2007

BANC OF AMERICA SPECIALIST, INC. (NEW YORK NY)

NY

12/18/2000 - 01/17/2001

VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)

NY

06/12/2000 - 11/20/2000

VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/29/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/29/2009

Series 24 - General Securities Principal Examination

BC

Issued 05/05/2009

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/03/2006

Series 7 - General Securities Representative Examination

BC

Issued 05/11/2004

Series 21 - NYSE Front Line Specialist Clerk

BC

Issued 06/18/2002

Series 25 - NYSE Trading Assistant Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Luke Mccollum Willets.
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