Unclaimed
Luke Marshall Johnson is a financial professional with over 17 years of experience in the financial services industry. Luke is currently registered with Deutsche Bank Securities Inc. and holds several licenses including Series 7, Series 6, Series 24, and Series 26. Prior to joining Deutsche Bank Securities Inc., Luke was affiliated with UBS Securities LLC, UBS Financial Services Inc., Cor Clearing LLC, and Allstate Financial Services, LLC. Luke has a strong background in investment banking, securities trading and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
08/01/2019 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
NY
06/07/2017 - 07/23/2019
UBS SECURITIES LLC (NEW YORK NY)
NJ
12/18/2015 - 07/23/2019
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NE
03/18/2014 - 12/07/2015
COR CLEARING LLC (OMAHA NE)
NE
04/27/2005 - 03/18/2014
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
IL
08/13/2002 - 09/22/2004
ALFS, INC. (NORTHBROOK IL)
BC
Issued 11/02/2006
Series 24 - General Securities Principal Examination
BC
Issued 05/13/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2006
Series 7 - General Securities Representative Examination
BC
Issued 08/12/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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