Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Maloney is a registered representative at Piper Sandler & Co. Luke holds the Series 86, 87, and SIE licenses. Luke is an experienced financial professional who has been in the industry since May 12, 2024. Piper Sandler & Co. is a large investment firm with billions of dollars in assets under management, serving a wide range of clients including state and municipal government entities. The firm provides a comprehensive suite of investment advisory services, including analytical reports, public finance consulting programs, and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/13/2024 - Present
Piper Sandler & Co. (NEW YORK NY)
BC
Issued 05/13/2024
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/14/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/15/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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