Unclaimed
Luke Lloyd Nolan is an investment advisor representative with Ameriprise Financial Services, LLC. Luke has been in the financial services industry since 2006. Luke holds a Series 66, Series 7, Series 9, Series 10, and Series 24 license. Luke has been registered with the state of Michigan since 2006. Luke has passed the SIE examination, the General Securities Representative Examination, the Uniform Combined State Law Examination, the General Securities Sales Supervisor - General Module Examination, the General Securities Sales Supervisor - Options Module Examination, and the General Securities Principal Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
07/08/2016 - Present
Ameriprise Financial Services, LLC (Howell MI)
BOTH
Issued 05/08/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/09/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/03/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/06/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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