Unclaimed
Luke Lindon Brewer is a registered representative with RBC Capital Markets, LLC based in San Francisco, California. Luke has been in the financial services industry for over six years and is registered with the state of California. Luke has a Series 7, Series 52, Series 52TO, Series 79 and SIE licenses. Luke's previous experience includes working as a registered representative at Stifel, Nicolaus & Company, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/24/2022 - Present
RBC Capital Markets, LLC (SAN FRANCISCO CA)
CA
07/18/2017 - 05/29/2019
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
CA
05/31/2016 - 07/13/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)
BC
Issued 06/24/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/21/2017
Series 7 - General Securities Representative Examination
BC
Issued 05/31/2016
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
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