Unclaimed
Luke Leopold Lawrence is a financial professional with over 20 years of experience in the industry. Luke is currently registered with Mizuho Securities USA LLC, a firm that specializes in investment banking and securities trading. Prior to his current role, Luke was employed by several prominent firms including Stifel, Nicolaus & Company, Incorporated, Guggenheim Securities, LLC, Lazard Capital Markets LLC, and The Princeridge Group LLC. Luke holds the Series 7, Series 55, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/02/2018 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
10/19/2017 - 09/20/2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
04/21/2014 - 08/10/2017
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
08/02/2012 - 03/18/2014
LAZARD CAPITAL MARKETS LLC (NEW YORK NY)
NY
01/25/2010 - 07/16/2012
THE PRINCERIDGE GROUP LLC (NEW YORK NY)
NY
06/05/2008 - 01/28/2010
PALI CAPITAL, INC. (NEW YORK NY)
NY
10/02/2006 - 03/28/2008
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
10/02/2006 - 03/28/2008
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
NY
02/28/2006 - 07/31/2006
UBS SECURITIES LLC (NEW YORK NY)
NY
06/27/2001 - 02/21/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 08/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 09/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Luke Lawrence is the right advisor for you? Invested Better is here to help.