Unclaimed
Luke Leone is a securities professional registered with Wells Fargo Securities, LLC. Luke holds the Series 63, SIE, Series 86, and Series 87 licenses. Luke is currently registered with the state of New York and 52 other states. Luke has been in the securities industry for over 6 months. Luke works in the New York, NY branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/25/2023 - Present
Wells Fargo Securities, LLC (New York NY)
BC
Issued 06/22/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/18/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/02/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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