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Luke Leone

Wells Fargo Securities, LLC

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About Luke Leone

Luke Leone is a securities professional registered with Wells Fargo Securities, LLC. Luke holds the Series 63, SIE, Series 86, and Series 87 licenses. Luke is currently registered with the state of New York and 52 other states. Luke has been in the securities industry for over 6 months. Luke works in the New York, NY branch office.

Firm Information

Luke Leone is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Luke Leone’s Registration & Firm History

NY

07/25/2023 - Present

Wells Fargo Securities, LLC (New York NY)

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Licenses & Designations

BC

Issued 06/22/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/25/2023

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/18/2023

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/02/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Luke Leone.
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