Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Larocca is a financial advisor who has been in the industry since 2001. Luke is currently registered with Avantax Advisory Services in Illinois. Prior to this, Luke was registered with VeraVest Investments, Inc. in Massachusetts and Macken Securities, Inc. in California. Luke has a Series 66 license and has passed the Series 7 and SIE exams. Luke is a registered representative of and offers securities and advisory services through Avantax Advisory Services. Luke is a licensed insurance agent in Illinois and may offer insurance products through Avantax Insurance Agency, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
IL
02/09/2004 - Present
Avantax Advisory Services (HOMEWOOD IL)
MA
01/17/2002 - 12/19/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
CA
09/01/2000 - 07/05/2001
MACKEN SECURITIES, INC. (ROSEVILLE CA)
BOTH
Issued 07/19/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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