Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Baum is a financial advisor with Fidelity Personal And Workplace Advisors. Luke has been in the financial industry for 28 years. Luke specializes in providing financial advice to individuals, businesses, and charitable organizations. Luke is registered with the state of Ohio and has also passed the Series 63 and Series 65 exams, giving Luke the ability to offer financial advice to clients across the United States. Luke has experience working with other firms like Kingswood Capital Partners, LLC, Cabot Lodge Securities LLC, and CBIZ Financial Solutions, INC. Luke is a Certified Financial Planner and can help clients with a wide range of financial needs including investment management, retirement planning, and estate planning. Luke is committed to providing personalized advice and helping clients reach their financial goals.
SHAKER HEIGHTS, OH
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
12/15/2022 - Present
Fidelity Personal AND Workplace Advisors (SHAKER HEIGHTS OH)
CA
01/19/2022 - 02/07/2022
KINGSWOOD CAPITAL PARTNERS, LLC (SAN DIEGO CA)
OH
11/08/2019 - 03/17/2020
CABOT LODGE SECURITIES LLC (Shaker Heights OH)
OH
08/19/2005 - 12/07/2017
CBIZ FINANCIAL SOLUTIONS, INC. (CLEVELAND OH)
CA
07/30/2004 - 08/19/2005
ASSETMARK CAPITAL CORPORATION (PLEASANT HILL CA)
CA
01/23/2004 - 07/21/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CO
01/01/2004 - 02/10/2004
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
OH
01/03/1992 - 01/01/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
MA
04/24/1990 - 01/07/1992
MUTUAL SERVICE CORPORATION (BOSTON MA)
IA
Issued 12/30/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 1/2/2023
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 4 - Registered Options Principal Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 1/2/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/7/2017
SIE - Securities Industry Essentials Examination
BC
Issued 4/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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