Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Caldwell is a financial advisor with Nylife Securities LLC, with over eight years of experience in the industry. Luke Caldwell is registered with FINRA and holds licenses in Series 6, 7, 24, 63 and SIE. Luke Caldwell is currently located in Vienna, VA and provides services to clients in Virginia, Maryland and Washington D.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
12/22/2014 - Present
Nylife Securities LLC (VIENNA VA)
BC
Issued 11/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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