Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Jungwook Lee is a financial advisor with Charles Schwab & CO., Inc.. Luke has been in the financial services industry since August 21, 1996. Luke is licensed to offer securities and investment advisory services in Arizona, California, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Kansas, Maryland, Massachusetts, Michigan, Missouri, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, South Carolina, Tennessee, Texas, Utah, Virginia, and Washington. Luke's professional experience includes previous roles with TD AMERITRADE, INC., CITIGROUP GLOBAL MARKETS INC., J.P. MORGAN SECURITIES LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., PNC INVESTMENTS, and Charles Schwab & CO., INC. Luke is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 6, 7, 8, 26, 63, and 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
01/25/2022 - Present
Charles Schwab & CO., Inc. (San Ramon CA)
CA
04/15/2016 - 05/19/2024
TD AMERITRADE, INC. (San Ramon CA)
CA
03/10/2015 - 04/19/2016
CITIGROUP GLOBAL MARKETS INC. (Piedmont CA)
CA
09/26/2014 - 03/04/2015
J.P. MORGAN SECURITIES LLC (OAKLAND CA)
CA
12/12/2007 - 02/24/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)
NJ
03/06/2006 - 11/15/2007
PNC INVESTMENTS (WEST PATERSON NJ)
TX
09/12/1989 - 11/24/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 04/23/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/30/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2016
Series 7 - General Securities Representative Examination
BC
Issued 09/26/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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