Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Joseph Violette is a financial advisor with over 10 years of experience in the industry. Currently, Luke is registered with RBC Capital Markets, LLC in Connecticut, Texas, and the Virgin Islands. Luke has a wide range of experience, having previously worked with Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, and Morgan Stanley Smith Barney. Luke holds the Series 7, 63, and 66 licenses and is a Certified Financial Planner. Luke specializes in working with a variety of clients including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
03/03/2022 - Present
RBC Capital Markets, LLC (Farmington CT)
CT
06/20/2014 - 08/02/2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (WEST HARTFORD CT)
CT
07/14/2011 - 06/20/2014
WELLS FARGO ADVISORS, LLC (WEST HARTFORD CT)
CT
11/24/2010 - 02/14/2011
MORGAN STANLEY SMITH BARNEY (WEST HARTFORD CT)
BC
Issued 01/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/11/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/23/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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