Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Rudolph is a financial advisor currently registered with LPL Financial LLC and has been in the industry since 2007. Luke holds a Series 7, Series 24, Series 63, and Series 65 licenses, as well as the Securities Industry Essentials (SIE) exam. Luke works with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. He provides financial planning, portfolio management, and consulting services. Luke has previously worked with VOYA FINANCIAL ADVISORS, INC., DIRECTED SERVICES LLC, VOYA AMERICA EQUITIES, INC., VOYA FINANCIAL PARTNERS, LLC, VOYA RETIREMENT ADVISORS, LLC, SAGEPOINT FINANCIAL, INC., FSC SECURITIES CORPORATION, and ROYAL ALLIANCE ASSOCIATES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
09/08/2022 - Present
LPL Financial LLC (PRESCOTT AZ)
AZ
01/17/2013 - 11/29/2021
VOYA FINANCIAL ADVISORS, INC. (PRESCOTT AZ)
PA
01/17/2013 - 02/16/2018
DIRECTED SERVICES LLC (WEST CHESTER PA)
PA
01/17/2013 - 02/16/2018
VOYA AMERICA EQUITIES, INC. (WEST CHESTER PA)
CT
01/17/2013 - 02/16/2018
VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)
CT
01/17/2013 - 10/03/2016
VOYA RETIREMENT ADVISORS, LLC (WINDSOR CT)
AZ
06/28/2007 - 01/07/2013
SAGEPOINT FINANCIAL, INC. (PHOENIX AZ)
GA
01/21/2011 - 09/27/2012
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
01/21/2011 - 09/27/2012
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
Issued 09/22/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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