Unclaimed
Luke John paul Walker is a registered representative and financial advisor with TP Icap Global Markets Americas LLC. Luke has been in the securities industry since 2011. Luke holds the Series 17, Series 55, SIE and Series 57TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/03/2013 - Present
TP Icap Global Markets Americas LLC (New York NY)
NJ
03/09/2011 - 06/21/2011
LINKBROKERS DERIVATIVES CORPORATION (JERSEY CITY NJ)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/08/2011
Series 17 - Limited Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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