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Luke Jeffrey Stephens

Blackrock Investments, LLC

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About Luke Jeffrey Stephens

Luke Stephens is a financial professional registered with Blackrock Investments, LLC. Luke has been in the industry for 12 days. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7TO and SIE securities licenses. Luke also has a Series 63 license for securities laws. He is currently licensed in 53 states and territories, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

Luke Stephens is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Luke Stephens’s Registration & Firm History

NY

12/14/2023 - Present

Blackrock Investments, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/08/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/13/2023

Series 7TO - General Securities Representative Examination

BC

Issued 11/09/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Luke Jeffrey Stephens.
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