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Luke Jeffery Steinman

Mufg Securities Americas Inc.

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About Luke Jeffery Steinman

Luke Steinman is a financial professional registered with the state of California and New York. Luke Steinman is employed by Mufg Securities Americas Inc. as an Investment Banking Representative. Luke Steinman holds the Series 63, Series 79TO, and SIE licenses and has been in the industry for over 6 months. Luke Steinman has been working with Mufg Securities Americas Inc. since July 2024.

Firm Information

Luke Steinman is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Luke Steinman’s Registration & Firm History

CA

07/08/2024 - Present

Mufg Securities Americas Inc. (Los Angeles CA)

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Licenses & Designations

BC

Issued 06/14/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/08/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/24/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Luke Jeffery Steinman.
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