Unclaimed
Luke James Becker is an investment advisor representative who has been in the industry since 1998. Luke has a broad range of experience, having worked with firms such as Infinex Investments, Inc., BI Investments, LLC, Morgan Stanley DW Inc., and Banc of America Investment Services, Inc. Currently, Luke is associated with PNC Investments. Luke is licensed in Maryland, Pennsylvania, Virginia, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MD
12/21/2018 - Present
PNC Investments (HAGERSTOWN MD)
MD
06/01/2008 - 07/11/2014
INFINEX INVESTMENTS, INC. (WOODSBORO MD)
MD
05/22/2006 - 06/01/2008
BI INVESTMENTS, LLC (FREDERICK MD)
NY
10/31/2003 - 02/23/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
10/09/2000 - 11/04/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NC
07/07/2000 - 10/06/2000
UVEST INVESTMENT SERVICES (CHARLOTTE NC)
OH
09/22/1999 - 07/12/2000
AAG SECURITIES, INC. (CINCINNATI OH)
NC
08/25/1998 - 07/28/1999
CENTURA SECURITIES, INC. (KANNAPOLIS NC)
NJ
08/04/1997 - 07/13/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
FL
10/03/1996 - 09/08/1997
CRISPIN KOEHLER SECURITIES (TAMPA FL)
BOTH
Issued 10/02/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/22/1996
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/02/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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