Unclaimed
Luke Aucoin is a financial advisor with over 14 years of experience in the industry. Luke is currently registered with Alexander Capital, LP. Luke has experience with a variety of firms, including Farmers Financial Solutions, LLC and Quasar Distributors, LLC. Luke holds Series 6, 7, 63, and SIE licenses. Luke is licensed in California and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
08/11/2023 - Present
Alexander Capital, LP (RED BANK NJ)
CA
10/20/2015 - 05/02/2023
FARMERS FINANCIAL SOLUTIONS, LLC (LAKE FOREST CA)
ME
05/01/2006 - 06/13/2007
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
CA
05/18/2000 - 03/17/2006
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
BC
Issued 11/09/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/17/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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