Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Kaplan is a financial advisor with The Leaders Group, Inc. Luke has been in the industry since 2008. Luke has been registered with The Leaders Group, Inc. since 2013. Prior to that, Luke worked at P.J. ROBB VARIABLE CORPORATION and CREDIT SUISSE SECURITIES (USA) LLC. Luke is registered with FINRA as a general securities representative. Luke has passed the Series 63, Series 7 and SIE exams. Luke is licensed in Illinois, Maryland, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
05/24/2013 - Present
THE Leaders Group, Inc. (LITTLETON CO)
TN
03/08/2012 - 05/28/2013
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
NY
10/23/2007 - 12/15/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 04/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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