Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke-huan? Claim Your ProfileLuke-huan Bao Nguyen is a registered representative with Hsbc Securities (usa) Inc. Luke-huan Nguyen is a registered representative with Hsbc Securities (usa) Inc. in Beverly Hills, California. Luke-huan Nguyen has been in the industry since February 26, 2017, and has extensive experience in the financial services industry. Luke-huan Nguyen is licensed in all 50 states, the District of Columbia and Puerto Rico. Luke-huan Nguyen specializes in providing investment advice and portfolio management services for businesses, pooled investment vehicles, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
02/27/2017 - Present
Hsbc Securities (usa) Inc. (Beverly Hills CA)
BC
Issued 11/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/27/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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NYSE American LLC
N
NYSE Arca, Inc.
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Nasdaq BX, Inc.
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Nasdaq ISE, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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