Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Hopkins is a financial advisor in KNIGHTDALE, NC. Luke is registered with Wells Fargo Clearing Services, LLC and has been in the industry since 2007. Luke has a Series 6, 7, 26, 63, and 65 licenses and is currently registered to provide securities and advisory services in California, Florida, Georgia, Maine, Maryland, New York, North Carolina, Texas and Virginia. Luke also works with clients in Texas and North Carolina as an Investment Advisor Representative. Previously, Luke was registered with MML INVESTORS SERVICES, LLC and Intervest International Equities Corporation. Luke also owns 25% of LEGACY VAULT APP LLC, a company that provides marketing services related to investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/05/2023 - Present
Wells Fargo Clearing Services, LLC (KNIGHTDALE NC)
NC
09/12/2019 - 01/09/2023
MML INVESTORS SERVICES, LLC (RALEIGH NC)
NC
02/01/2019 - 08/14/2019
INTERVEST INTERNATIONAL EQUITIES CORPORATION (Garner NC)
NY
08/01/2007 - 01/10/2019
FIRST COMMAND FINANCIAL PLANNING, INC. (WATERTOWN NY)
IA
Issued 12/13/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2018
Series 7 - General Securities Representative Examination
BC
Issued 07/31/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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