Unclaimed
Luke Madsen is a financial professional who has been in the industry for 20 years. He is registered as a Broker-Dealer and Investment Advisor Representative in the states of Washington and Idaho. Luke is currently employed with Northwestern Mutual Investment Services, LLC. Luke has passed various industry exams, including the Series 6, 7, 26, 63, and 65, as well as the Securities Industry Essentials (SIE) exam. His current practice is focused on financial services and investment planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WA
10/21/2005 - Present
Northwestern Mutual Investment Services, LLC (SEATTLE WA)
IA
Issued 10/18/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/14/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/20/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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