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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Halliday is a financial advisor with Morgan Stanley. Luke has been in the financial services industry since 2006. Luke is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 31, Series 63, Series 66 and SIE licenses. Luke is also a Certified Financial Planner. Luke has been with Morgan Stanley since June 2013. Prior to that, Luke was employed by Robert W. Baird & Co. Incorporated, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and TD Ameritrade, Inc. Luke has experience in providing financial planning, investment advice, asset allocation advice, portfolio management for individuals, businesses and investment companies, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
07/10/2013 - Present
Morgan Stanley (Dallas TX)
TX
12/09/2011 - 06/05/2013
ROBERT W. BAIRD & CO. INCORPORATED (DALLAS TX)
TX
06/01/2009 - 01/03/2012
MORGAN STANLEY SMITH BARNEY (DALLAS TX)
TX
09/12/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (DALLAS TX)
TX
08/28/2006 - 07/18/2007
TD AMERITRADE, INC. (FORT WORTH TX)
BOTH
Issued 02/01/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 08/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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