Unclaimed
Luke Sulam is a registered representative with Neuberger Berman BD LLC. Luke has been in the industry since August 14, 2024 and is licensed in New York. Luke holds the Series 63, Series 86, Series 87, and SIE licenses. Luke specializes in providing financial advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
08/15/2024 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BC
Issued 08/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2024
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/09/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/25/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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