Invested Better
Unclaimed

Unclaimed

Unclaimed

Luke George Sulam

Neuberger Berman BD LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Luke? Claim Your Profile

About Luke George Sulam

Luke Sulam is a registered representative with Neuberger Berman BD LLC. Luke has been in the industry since August 14, 2024 and is licensed in New York. Luke holds the Series 63, Series 86, Series 87, and SIE licenses. Luke specializes in providing financial advice to individuals and businesses.

Firm Information

Luke Sulam is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Luke Sulam’s Registration & Firm History

NY

08/15/2024 - Present

Neuberger Berman BD LLC (NEW YORK NY)

Not sure if Luke George Sulam is right for you?

Licenses & Designations

BC

Issued 08/18/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/15/2024

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 09/09/2023

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 06/25/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Luke George Sulam.
Not sure if Luke George Sulam is right for you?