Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Gardner is a financial advisor with Northwestern Mutual Investment Services, LLC. He is registered in Alabama, Florida, Illinois, Maryland, New Jersey, Pennsylvania, and Texas. Luke holds the Series 6, Series 7, and Series 63 licenses, and the SIE exam. Luke has been in the industry since November 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
11/30/2022 - Present
Northwestern Mutual Investment Services, LLC (TAMPA FL)
BC
Issued 09/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/30/2022
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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