Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Frederick Elders is a financial advisor who has been in the industry since June 30, 2011. Luke is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked at ROBERT W. BAIRD & CO. INCORPORATED, J.J.B. HILLIARD, W.L. LYONS, LLC, and EDWARD JONES. Luke holds a Series 66, Series 10, Series 9, SIE, and Series 7 license and is registered to provide investment advice in several states. Luke also provides services such as performance measurement reports, allocation modeling, IPS, research reports and services, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
09/11/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (KINGSPORT TN)
TN
10/18/2019 - 09/20/2023
ROBERT W. BAIRD & CO. INCORPORATED (KINGSPORT TN)
TN
02/01/2016 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (KINGSPORT TN)
MO
06/30/2011 - 02/02/2016
EDWARD JONES (ST LOUIS MO)
BOTH
Issued 07/14/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/15/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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