Unclaimed
Luke Frederick Chandler is a financial professional with over six years of experience in the industry. Luke is a registered representative and investment advisor representative with Moors & Cabot, Inc. Luke has a strong foundation in the financial services industry with certifications in Series 27, Series 99 and SIE. Luke has worked with a variety of clients, including high-net-worth individuals, corporations, pension and profit sharing plans, and charitable organizations. Luke is passionate about providing personalized financial advice and helping clients achieve their financial goals. Luke is dedicated to providing the highest level of service and expertise to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
10/09/2017 - Present
Moors & Cabot, Inc. (BOSTON MA)
BC
Issued 08/31/2024
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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