Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Baum is a financial advisor who has been working in the industry since 1994. Luke is currently registered with Fidelity Personal And Workplace Advisors and has been with them since 2022. Luke previously worked with Kingswood Capital Partners, LLC, Cabot Lodge Securities LLC, CBIZ Financial Solutions, INC., Assetmark Capital Corporation, Walnut Street Securities, INC., Multi-Financial Securities Corporation, VESTAX Securities Corporation, and Mutual Service Corporation. Luke holds the following licenses: Series 7, Series 24, Series 4, Series 52, Series 53, Series 63, Series 65, Series 79, Series 99 and SIE. Luke also holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
12/15/2022 - Present
Fidelity Personal AND Workplace Advisors (SHAKER HEIGHTS OH)
CA
01/19/2022 - 02/07/2022
KINGSWOOD CAPITAL PARTNERS, LLC (SAN DIEGO CA)
OH
11/08/2019 - 03/17/2020
CABOT LODGE SECURITIES LLC (Shaker Heights OH)
OH
08/19/2005 - 12/07/2017
CBIZ FINANCIAL SOLUTIONS, INC. (CLEVELAND OH)
CA
07/30/2004 - 08/19/2005
ASSETMARK CAPITAL CORPORATION (PLEASANT HILL CA)
CA
01/23/2004 - 07/21/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CO
01/01/2004 - 02/10/2004
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
OH
01/03/1992 - 01/01/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
MA
04/24/1990 - 01/07/1992
MUTUAL SERVICE CORPORATION (BOSTON MA)
IA
Issued 12/30/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/07/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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