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Luke F Chicco

Tradition Securities AND Derivatives LLC

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About Luke F Chicco

Luke Chicco is a financial professional with over 15 years of experience in the industry. Luke currently works at Tradition Securities and Derivatives LLC in Miami, FL, where Luke has been registered since 2020. Previously, Luke worked at XP INVESTMENTS US, LLC, GFI SECURITIES LLC, TULLLETT PREBON FINANCIAL SERVICES LLC, PREBON FINANCIAL PRODUCTS INC. and TULLLETT LIBERTY SECURITIES LLC. Luke holds the Series 7 and SIE licenses.

Firm Information

Luke Chicco is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Luke Chicco’s Registration & Firm History

FL

07/20/2020 - Present

Tradition Securities AND Derivatives LLC (Miami FL)

NY

10/31/2018 - 05/22/2020

XP INVESTMENTS US, LLC (New York NY)

NY

04/17/2013 - 11/22/2017

GFI SECURITIES LLC (NEW YORK NY)

NY

07/13/2009 - 09/21/2011

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NJ

01/16/2007 - 01/06/2010

PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)

NY

11/22/2006 - 01/19/2007

TULLETT LIBERTY SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/22/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Luke F Chicco.
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