Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Johnson is a financial advisor with Wells Fargo Clearing Services, LLC, and has been in the industry since December 26, 2019. Luke has a Series 66, Series 7TO, Series 10, Series 9, and SIE license. Luke is registered to provide financial advice in 24 states and is also registered as an investment advisor in Colorado and Texas. Luke has prior experience with Wells Fargo Clearing Services, LLC, in Missouri and has also worked for Fidelity Investments and Wells Fargo Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
03/10/2021 - Present
Wells Fargo Clearing Services, LLC (WINTER PARK CO)
MO
06/10/2019 - 08/12/2020
WELLS FARGO CLEARING SERVICES, LLC (FRONTENAC MO)
BOTH
Issued 08/26/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/05/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/07/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/10/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Luke Johnson is the right advisor for you? Invested Better is here to help.
