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Luke Dozier Ferguson

FHN Financial Securities Corp.

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About Luke Dozier Ferguson

Luke Dozier Ferguson is a financial advisor with FHN Financial Securities Corp. based in Brentwood, Tennessee. Luke Dozier Ferguson has been in the industry since February 24, 2008. Luke Dozier Ferguson holds the Series 7, Series 63 and SIE licenses and is registered in Florida, Illinois, Iowa, Kentucky, Montana, Ohio, Tennessee and Texas.

Firm Information

Luke Ferguson is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Luke Ferguson’s Registration & Firm History

TN

02/25/2008 - Present

FHN Financial Securities Corp. (Brentwood TN)

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Licenses & Designations

BC

Issued 04/18/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/28/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Luke Dozier Ferguson. Review regulatory record here.
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