Unclaimed
Luke Swenson is a financial professional with Stonex Securities Inc. and Stonex Financial Inc., both located in Birmingham, Alabama. Luke has been working in the industry since August 12, 2018. Luke holds both the Series 7 and SIE exams and is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AL
12/06/2018 - Present
Stonex Securities Inc. (Birmingham AL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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