Unclaimed
Luke Christian Oriolo is a financial advisor registered with AQR Investments, LLC in Greenwich, Connecticut. Luke has been in the industry since November 8, 2015. Luke is registered in 51 states and holds Series 3, 7 and 63 licenses, along with the SIE. Previously, Luke was employed at ALPS DISTRIBUTORS, INC. in Greenwich, Connecticut, and J.P. MORGAN SECURITIES LLC in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/02/2019 - Present
AQR Investments, LLC (Greenwich CT)
CT
06/10/2016 - 12/31/2018
ALPS DISTRIBUTORS, INC. (GREENWICH CT)
NY
08/10/2015 - 03/11/2016
J.P. MORGAN SECURITIES LLC (new york NY)
BC
Issued 11/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2016
Series 3 - National Commodity Futures Examination
BC
Issued 08/10/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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