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Luke Brennan

Neuberger Berman BD LLC

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About Luke Brennan

Luke Brennan is a financial advisor with Neuberger Berman BD LLC. Luke has over 25 years of experience in the financial services industry. Luke holds the Series 4, 7, 24, and 63 licenses. Luke is registered to provide investment advisory services in all 50 states.

Firm Information

Luke Brennan is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Luke Brennan’s Registration & Firm History

NY

11/15/2004 - Present

Neuberger Berman BD LLC (NEW YORK NY)

OH

01/02/2004 - 03/30/2004

VICTORY CAPITAL ADVISERS, INC. (BROOKLYN OH)

OH

05/14/1999 - 12/31/2003

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

OH

10/14/1998 - 05/14/1999

KEY INVESTMENTS INC. (CLEVELAND OH)

NY

10/10/1995 - 04/09/1997

ROAN CAPITAL PARTNERS L.P. (NEW YORK NY)

NY

11/02/1994 - 09/22/1995

JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)

NY

10/18/1994 - 10/26/1994

D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/11/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/14/1996

Series 4 - Registered Options Principal Examination

BC

Issued 11/29/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Luke Brennan.
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