Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Banks is a financial advisor with Thrivent Investment Management Inc., based in Birmingham, Alabama. Luke has been in the industry since 2019. Luke holds Series 63, Series 65, Series 7TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
07/09/2024 - Present
Thrivent Investment Management Inc. (BIRMINGHAM AL)
IN
02/01/2024 - 04/01/2024
LPL FINANCIAL LLC (FORT WAYNE IN)
IN
11/03/2022 - 02/01/2024
OSAIC INSTITUTIONS, INC. (Fort Wayne IN)
ID
03/07/2019 - 03/01/2022
WELLS FARGO CLEARING SERVICES, LLC (EAGLE ID)
IA
Issued 05/13/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/07/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/14/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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