Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Oliver is a financial professional with over a decade of experience in the industry. Currently, Luke is registered with Foreside Fund Services, LLC, and has been with them since June 2021. Previously, Luke worked with DWS Distributors, Inc. and Deutsche Bank Securities Inc. Luke has a diverse range of licenses including Series 3, 7, 24 and 63, along with the SIE. Luke is licensed to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/17/2021 - Present
Foreside Fund Services, LLC (New York NY)
NY
05/05/2016 - 01/26/2021
DWS DISTRIBUTORS, INC. (NEW YORK NY)
NY
12/24/2009 - 05/05/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 01/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2010
Series 3 - National Commodity Futures Examination
BC
Issued 12/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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