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Luke Adovasio

Mizuho Securities USA LLC

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About Luke Adovasio

Luke Adovasio is a financial professional with over 13 years of experience in the financial services industry. Luke is currently registered with Mizuho Securities USA LLC, a broker-dealer based in New York, NY. Prior to joining Mizuho Securities USA LLC, Luke has held positions at PNC Capital Markets LLC, Barclays Capital Inc., Commerzbank Capital Markets Corp., EHY Securities (USA), LLC, and Citigroup Global Markets Inc. Luke has a strong track record of success in the financial services industry and is committed to providing his clients with the highest quality of service.

Firm Information

Luke Adovasio is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Luke Adovasio’s Registration & Firm History

NY

06/21/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

07/28/2016 - 06/23/2023

PNC CAPITAL MARKETS LLC (NEW YORK NY)

NY

12/07/2012 - 07/06/2016

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

12/04/2007 - 09/10/2008

COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)

NY

02/22/2006 - 12/13/2007

EHY SECURITIES (USA), LLC (NEW YORK NY)

NY

12/02/2003 - 03/26/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/11/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/2012

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 12/01/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Luke Adovasio.
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