Unclaimed
Luke Aaron Thomas is a financial advisor with Third Lake Associates, LLC. He is licensed to provide investment advice in Florida. Luke has over 10 years of experience in the financial industry. He holds the Series 7, 79, 63, and 66 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/19/2024 - Present
Third Lake Associates, LLC (TAMPA FL)
FL
07/10/2012 - 10/03/2013
HYDE PARK CAPITAL ADVISORS, LLC (TAMPA FL)
BOTH
Issued 06/07/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/10/2020
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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