Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lukas? Claim Your ProfileLukas Hermann is an investment advisor with over 20 years of experience in the financial services industry. Lukas is currently registered with Piper Sandler & Co. Prior to that, Lukas was employed by WELLS FARGO SECURITIES, LLC, WELLS FARGO BROKERAGE SERVICES, L.L.C., WELLS FARGO INVESTMENTS, LLC, and UBS PAINEWEBBER INC. Lukas is registered in 23 states and holds Series 63, 65, 7, 24, and SIE licenses. Lukas is a valuable resource for clients seeking investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
02/11/2013 - Present
Piper Sandler & Co. (MINNEAPOLIS MN)
MN
11/06/2009 - 02/12/2013
WELLS FARGO SECURITIES, LLC (MINNEAPOLIS MN)
MN
06/01/2004 - 11/06/2009
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
12/03/2003 - 06/08/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NJ
10/07/2002 - 04/30/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 10/17/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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