Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luisa? Claim Your ProfileLuisa Serena is a financial advisor with over 17 years of experience in the industry. She has worked for a variety of firms, including Ameriprise Financial Services, Inc., BANC OF AMERICA INVESTMENT SERVICES, INC., and Stanchart Securities International, Inc. Luisa is currently registered with IPG Investment Advisors, LLC and holds the Series 7, Series 63, and Series 66 licenses. Luisa specializes in providing financial advice to individuals, corporations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
May select advise on and/or offer private funds and limited partnerships and/or provide family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Family office, service , finder's fees $ 12b1 fees via afflt
1
2
CA
01/12/2023 - Present
IPG Investment Advisors, LLC (SAN DIEGO CA)
CA
02/29/2008 - 07/31/2009
STANCHART SECURITIES INTERNATIONAL, INC. (SAN DIEGO CA)
MN
04/20/2004 - 09/30/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MA
10/24/2001 - 05/17/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 11/10/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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