Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Kim is a financial advisor at Transamerica Financial Advisors, Inc. Luis Kim has been in the financial services industry for over 20 years. Luis Kim has a wide range of experience and expertise in helping clients achieve their financial goals. Luis Kim has extensive experience in securities and investment advisory services, including portfolio management, financial planning, and retirement planning. Luis Kim is also licensed to provide investment advice in multiple states. Luis Kim has passed a number of securities licensing exams, including the Series 63, Series 66, Series 7, and Series 52 exams. Luis Kim is committed to providing clients with personalized service and tailored financial solutions. Luis Kim is a trusted advisor who can help you reach your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IA
06/03/2021 - Present
Transamerica Financial Advisors, Inc. (Cedar Rapids IA)
AZ
02/27/2013 - 07/05/2016
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
02/27/2013 - 07/05/2016
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
GA
06/15/2011 - 07/05/2016
FSC SECURITIES CORPORATION (ATLANTA GA)
GA
02/28/2002 - 06/14/2011
E*TRADE SECURITIES LLC (ALPHARETTA GA)
BOTH
Issued 12/20/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/15/2006
Series 4 - Registered Options Principal Examination
BC
Issued 04/11/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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