Unclaimed
Luis Alvarado is a registered representative with Equitable Advisors, LLC. Luis has been in the securities industry since September 9, 1998. Luis is registered in the state of Florida. Luis has also worked for several other firms, including IFMG Securities, Inc., Essex National Securities, Inc., AXA Advisors, LLC, The Equitable Life Assurance Society of the United States, and Princor Financial Services Corporation. Luis holds the Series 6, 7, 63 and 65 licenses. Luis's specializations include: Insurance, Annuities, Mutual Funds, Stocks, Bonds, and Fixed Annuities. Luis is also involved in insurance sales through various fixed companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/18/2005 - Present
Equitable Advisors, LLC (FT. LAUDERDALE FL)
NY
05/03/2004 - 08/02/2005
IFMG SECURITIES, INC. (PURCHASE NY)
CA
02/03/2004 - 04/30/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
10/13/1998 - 02/18/2004
AXA ADVISORS, LLC (NEW YORK NY)
NY
10/13/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
08/25/1998 - 10/07/1998
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 07/07/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/24/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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