Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Mendiola is a financial advisor with Ameriprise Financial Services, LLC, and has over 30 years of experience in the industry. Luis is a registered representative with the state of Texas and holds Series 7, 8, 9, 10, 31, 63, and 65 licenses. Luis specializes in providing financial planning, asset allocation services, and portfolio management for businesses and individuals. Luis has previously worked at Ameriprise Advisor Services, Inc. and Thomas James Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
10/05/2009 - Present
Ameriprise Financial Services, LLC (SOUTHLAKE TX)
TX
07/10/1993 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (FT. WORTH TX)
NY
12/04/1992 - 05/26/1993
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
IA
Issued 09/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/02/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 12/01/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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