Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luis? Claim Your ProfileLuis Vazquez ventura is an active Registered Representative and Investment Adviser Representative. Luis Vazquez ventura has been in the securities industry since 2020. Luis Vazquez ventura is currently registered with PFS Investments Inc. and has a total of 4 exams passed. Luis Vazquez ventura also has a Series 63 registration in Nebraska, as well as a Series 65 registration in California. Luis Vazquez ventura has 10 years of experience in the financial services industry. Luis Vazquez ventura's current registration date is January 6, 2025.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NE
01/06/2025 - Present
PFS Investments Inc. (Omaha NE)
BC
Issued 03/23/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/03/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/07/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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